3GPP TS 36.104 V12.9.0 (2015-09)

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Technical Specification

3rd Generation Partnership Project;

Technical Specification Group Radio Access Network;

Evolved Universal Terrestrial Radio Access (E-UTRA);

Base Station (BS) radio transmission and reception

(Release 12)

The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP. The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.

This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification. Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.

3GPP TS 36.104 V12.9.0 (2015-09) Release 12

Keywords

UMTS, BSS, radio

3GPP

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Valbonne - FRANCE

Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16

Internet

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No part may be reproduced except as authorized by written permission.

The copyright and the foregoing restriction extend to reproduction in all media.

? 2015, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TSDSI, TTA, TTC).

UMTS? is a Trade Mark of ETSI registered for the benefit of its members

3GPP? is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners

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GSM? and the GSM logo are registered and owned by the GSM Association

3GPP

3GPP TS 36.104 V12.9.0 (2015-09) Release 12

Contents Foreword (7)

1Scope (8)

2References (8)

3Definitions, symbols and abbreviations (9)

3.1Definitions (9)

3.2Symbols (11)

3.3Abbreviations (12)

4General (14)

4.1Relationship between minimum requirements and test requirements (14)

4.2Base station classes (14)

4.3Regional requirements (14)

4.4Applicability of requirements (15)

4.5Requirements for BS capable of multi-band operation (16)

5Operating bands and channel arrangement (16)

5.1General (16)

5.2Void (16)

5.3Void (16)

5.4Void (16)

5.5Operating bands (16)

5.6Channel bandwidth (23)

5.7Channel arrangement (25)

5.7.1Channel spacing (25)

5.7.1A CA Channel spacing (26)

5.7.2Channel raster (26)

5.7.3Carrier frequency and EARFCN (26)

5.8Requirements for contiguous and non-contiguous spectrum (27)

6Transmitter characteristics (28)

6.1General (28)

6.2Base station output power (28)

6.2.1Minimum requirement (29)

6.2.2Additional requirement (regional) (29)

6.2.3Home BS output power for adjacent UTRA channel protection (29)

6.2.4Home BS output power for adjacent E-UTRA channel protection (30)

6.2.5Home BS Output Power for co-channel E-UTRA protection (31)

6.3Output power dynamics (32)

6.3.1 RE Power control dynamic range (32)

6.3.1.1Minimum requirements (33)

6.3.2Total power dynamic range (33)

6.3.2.1Minimum requirements (33)

6.4Transmit ON/OFF power (33)

6.4.1Transmitter OFF power (33)

6.4.1.1Minimum Requirement (34)

6.4.2Transmitter transient period (34)

6.4.2.1Minimum requirements (34)

6.5Transmitted signal quality (34)

6.5.1Frequency error (34)

6.5.1.1Minimum requirement (35)

6.5.2Error Vector Magnitude (35)

6.5.3Time alignment error (35)

6.5.3.1Minimum Requirement (35)

6.5.4DL RS power (36)

6.5.4.1Minimum requirements (36)

6.6Unwanted emissions (36)

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6.6.1Occupied bandwidth (36)

6.6.1.1Minimum requirement (36)

6.6.2Adjacent Channel Leakage power Ratio (ACLR) (36)

6.6.2.1Minimum requirement (37)

6.6.2.2Cumulative ACLR requirement in non-contiguous spectrum (39)

6.6.3Operating band unwanted emissions (40)

6.6.3.1Minimum requirements for Wide Area BS (Category A) (41)

6.6.3.2Minimum requirements for Wide Area BS (Category B) (43)

6.6.3.2.1Category B requirements (Option 1) (43)

6.6.3.2.2Category B (Option 2) (46)

6.6.3.2A Minimum requirements for Local Area BS (Category A and B) (47)

6.6.3.2B Minimum requirements for Home BS (Category A and B) (48)

6.6.3.2C Minimum requirements for Medium Range BS (Category A and B) (49)

6.6.3.3Additional requirements (52)

6.6.4Transmitter spurious emissions (55)

6.6.4.1Mandatory Requirements (55)

6.6.4.1.1Spurious emissions (Category A) (55)

6.6.4.1.2Spurious emissions (Category B) (56)

6.6.4.2Protection of the BS receiver of own or different BS (56)

6.6.4.2.1Minimum Requirement (56)

6.6.4.3Additional spurious emissions requirements (56)

6.6.4.3.1Minimum Requirement (57)

6.6.4.4Co-location with other base stations (66)

6.6.4.4.1Minimum Requirement (67)

6.7Transmitter intermodulation (73)

6.7.1Minimum requirement (73)

6.7.2Additional requirement for Band 41 (74)

7Receiver characteristics (74)

7.1General (74)

7.2Reference sensitivity level (75)

7.2.1Minimum requirement (75)

7.3Dynamic range (77)

7.3.1Minimum requirement (77)

7.4In-channel selectivity (79)

7.4.1Minimum requirement (79)

7.5Adjacent Channel Selectivity (ACS) and narrow-band blocking (81)

7.5.1Minimum requirement (81)

7.6Blocking (83)

7.6.1General blocking requirement (83)

7.6.1.1Minimum requirement (84)

7.6.2Co-location with other base stations (88)

7.6.2.1Minimum requirement (89)

7.7Receiver spurious emissions (94)

7.7.1Minimum requirement (94)

7.8Receiver intermodulation (95)

7.8.1Minimum requirement (96)

8Performance requirement (99)

8.1General (99)

8.2Performance requirements for PUSCH (100)

8.2.1Requirements in multipath fading propagation conditions (100)

8.2.1.1Minimum requirements (100)

8.2.2Requirements for UL timing adjustment (113)

8.2.2.1Minimum requirements (114)

8.2.3Requirements for high speed train (114)

8.2.3.1Minimum requirements (114)

8.2.4Requirements for HARQ-ACK multiplexed on PUSCH (115)

8.2.4.1 Minimum requirement (115)

8.2.5Requirements for PUSCH with TTI bundling and enhanced HARQ pattern (116)

8.2.5.1Minimum requirements (117)

8.3Performance requirements for PUCCH (117)

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8.3.1DTX to ACK performance (117)

8.3.1.1 Minimum requirement (117)

8.3.2ACK missed detection requirements for single user PUCCH format 1a (117)

8.3.2.1Minimum requirements (117)

8.3.3CQI performance requirements for PUCCH format 2 (118)

8.3.3.1Minimum requirements (118)

8.3.4ACK missed detection requirements for multi user PUCCH format 1a (119)

8.3.4.1 Minimum requirement (119)

8.3.5ACK missed detection requirements for PUCCH format 1b with Channel Selection (119)

8.3.5.1Minimum requirements (120)

8.3.6ACK missed detection requirements for PUCCH format 3 (120)

8.3.6.1Minimum requirements (120)

8.3.7NACK to ACK requirements for PUCCH format 3 (121)

8.3.7.1Minimum requirement (121)

8.3.8CQI performance requirements for PUCCH format 2 with DTX detection (121)

8.3.8.1Minimum requirements (122)

8.4Performance requirements for PRACH (122)

8.4.1PRACH False alarm probability (122)

8.4.1.1Minimum requirement (122)

8.4.2PRACH detection requirements (122)

8.4.2.1Minimum requirements (123)

Annex A (normative): Reference measurement channels (124)

A.1Fixed Reference Channels for reference sensitivity and in-channel selectivity (QPSK, R=1/3) (124)

A.2Fixed Reference Channels for dynamic range (16QAM, R=2/3) (125)

A.3Fixed Reference Channels for performance requirements (QPSK 1/3) (125)

A.4Fixed Reference Channels for performance requirements (16QAM 3/4) (126)

A.5Fixed Reference Channels for performance requirements (64QAM 5/6) (126)

A.6PRACH Test preambles (126)

A.7Fixed Reference Channels for UL timing adjustment (Scenario 1) (127)

A.8Fixed Reference Channels for UL timing adjustment (Scenario 2) (127)

A.9Multi user PUCCH test (128)

A.10PUCCH transmission on two antenna ports test (128)

A.11Fixed Reference Channel for PUSCH with TTI bundling and enhanced HARQ pattern (128)

Annex B (normative): Propagation conditions (129)

B.1Static propagation condition (129)

B.2Multi-path fading propagation conditions (129)

B.3High speed train condition (130)

B.4Moving propagation conditions (131)

B.5Multi-Antenna channel models (132)

B.5.1 Definition of MIMO Correlation Matrices (132)

B.5.2 MIMO Correlation Matrices at High, Medium and Low Level (133)

B.5A Multi-Antenna channel models using cross polarized antennas (135)

B.5A.1 Definition of MIMO Correlation Matrices using cross polarized antennas (136)

B.5A.2 Spatial Correlation Matrices at UE and eNB sides (136)

B.5A.3 MIMO Correlation Matrices using cross polarized antennas (137)

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Annex C (normative): Characteristics of the interfering signals (138)

Annex D (normative): Environmental requirements for the BS equipment (139)

Annex E (normative): Error Vector Magnitude (140)

E.1Reference point for measurement (140)

E.2Basic unit of measurement (140)

E.3Modified signal under test (141)

E.4Estimation of frequency offset (141)

E.5Estimation of time offset (141)

E.5.1Window length (142)

E.6Estimation of TX chain amplitude and frequency response parameters (142)

E.7Averaged EVM (144)

Annex F (Informative): Unwanted emission requirements for multi-carrier BS (145)

F.1General (145)

F.2Multi-carrier BS of different E-UTRA channel bandwidths (145)

F.3Multi-carrier BS of E-UTRA and UTRA (145)

Annex G (Informative):Regional requirement for protection of DTT (146)

G.1Regional requirement for protection of DTT (146)

Annex H (Informative): Calculation of EIRP based on manufacturer declarations and site

specific conditions (147)

H.1Calculation of EIRP based on manufacturer declarations and site specific conditions (147)

Annex I (Informative): Change history (148)

3GPP

Release 12

3GPP TS 36.104 V12.9.0 (2015-09) Foreword

This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).

The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows:

Version x.y.z

where:

x the first digit:

1 presented to TSG for information;

2 presented to TSG for approval;

3 or greater indicates TSG approved document under change control.

y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc.

z the third digit is incremented when editorial only changes have been incorporated in the document.

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Release 12

3GPP TS 36.104 V12.9.0 (2015-09) 1 Scope

The present document establishes the minimum RF characteristics and minimum performance requirements of E-UTRA Base Station (BS).

2 References

The following documents contain provisions which, through reference in this text, constitute provisions of the present document.

?References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific.

?For a specific reference, subsequent revisions do not apply.

?For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including

a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same

Release as the present document.

[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".

[2] ITU-R Recommendation SM.329: "Unwanted emissions in the spurious domain".

[3] ITU-R Recommendation M.1545: "Measurement uncertainty as it applies to test limits for the

terrestrial component of International Mobile Telecommunications-2000".

[4] 3GPP TS 36.141: "Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)

conformance testing".

[5] ITU-R recommendation SM.328: "Spectra and bandwidth of emissions".

[6] 3GPP TS 25.104: "Base Station (BS) radio transmission and reception (FDD)".

[7] 3GPP TS 25.105: "Base Station (BS) radio transmission and reception (TDD)".

[8] 3GPP TR 25.942: "RF system scenarios".

[9] 3GPP TR 36.942: "E-UTRA RF system scenarios".

[10] 3GPP TS 36.211: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and

Modulation".

[11] 3GPP TS 36.213: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer

procedures".

[12] ECC/DEC/(09)03 “Harmonised conditions for MFCN in the band 790-862 MHz”, 30 Oct. 2009

[13] IEC 60721-3-3 (2002): "Classification of environmental conditions - Part 3: Classification of

groups of environmental parameters and their severities - Section 3: Stationary use at weather

protected locations".

[14] IEC 60721-3-4 (1995): "Classification of environmental conditions - Part 3: Classification of

groups of environmental parameters and their severities - Section 4: Stationary use at non-weather

protected locations".

[15] 3GPP TS 37.104: "E-UTRA, UTRA and GSM/EDGE; Multi-Standard Radio (MSR) Base Station

(BS) radio transmission and reception ".

[16] CEPT ECC Decision (13)03, "The harmonised use of the frequency band 1452-1492 MHz for

Mobile/Fixed Communications Networks Supplemental Downlink (MFCN SDL)".

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3GPP TS 36.104 V12.9.0 (2015-09) 3 Definitions, symbols and abbreviations

3.1 Definitions

For the purposes of the present document, the terms and definitions given in TR 21.905 [1] and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [1]. Aggregated Channel Bandwidth:RF bandwidth in which a base station transmits and/or receives multiple contiguously aggregated carriers.

NOTE: The Aggregated Channel Bandwidth is measured in MHz.

Base station receive period: time during which the base station is receiving data subframes or UpPTS.

Base Station RF Bandwidth: RF bandwidth in which a base station transmits and/or receives single or multiple carrier(s) within a supported operating band.

NOTE: In single carrier operation, the Base Station RF Bandwidth is equal to the channel bandwidth.

Base Station RF Bandwidth edge: frequency of one of the edges of the Base Station RF Bandwidth.

Carrier: modulated waveform conveying the E-UTRA or UTRA physical channels

Carrier aggregation: aggregation of two or more component carriers in order to support wider transmission bandwidths

Carrier aggregation band: a set of one or more operating bands across which multiple carriers are aggregated with a specific set of technical requirements.

NOTE: Carrier aggregation band(s) for an E-UTRA BS is declared by the manufacturer according to the designations in Tables 5.5-2 to 5.5-4.

Channel bandwidth: RF bandwidth supporting a single E-UTRA RF carrier with the transmission bandwidth configured in the uplink or downlink of a cell.

NOTE: The channel bandwidth is measured in MHz and is used as a reference for transmitter and receiver RF requirements.

Channel edge: lowest or highest frequency of the E-UTRA carrier, separated by the channel bandwidth.

Contiguous carriers: set of two or more carriers configured in a spectrum block where there are no RF requirements based on co-existence for un-coordinated operation within the spectrum block.

Contiguous spectrum: spectrum consisting of a contiguous block of spectrum with no sub-block gap(s).

DL RS power: resource element power of Downlink Reference Symbol.

Downlink operating band: part of the operating band designated for downlink.

Highest carrier: carrier with the highest carrier centre frequency transmitted/received in a specified operating band. Inter RF Bandwidth gap: frequency gap between two consecutive Base Station RF Bandwidths that are placed within two supported operating bands.

Inter-band carrier aggregation: carrier aggregation of component carriers in different operating bands.

NOTE: Carriers aggregated in each band can be contiguous or non-contiguous.

Intra-band contiguous carrier aggregation: contiguous carriers aggregated in the same operating band.

Intra-band non-contiguous carrier aggregation: non-contiguous carriers aggregated in the same operating band.

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3GPP TS 36.104 V12.9.0 (2015-09) Lower sub-block edge: frequency at the lower edge of one sub-block.

NOTE: It is used as a frequency reference point for both transmitter and receiver requirements.

Lowest carrier: carrier with the lowest carrier centre frequency transmitted/received in a specified operating band. Maximum output power: mean power level per carrier of the base station measured at the antenna connector in a specified reference condition.

Maximum throughput: maximum achievable throughput for a reference measurement channel.

Mean power: power measured in the channel bandwidth of the carrier.

NOTE: The period of measurement shall be at least one subframe (1ms), unless otherwise stated. Measurement bandwidth: RF bandwidth in which an emission level is specified.

Multi-band base station: base station characterized by the ability of its transmitter and/or receiver to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different non-overlapping operating band than the other carrier(s).

Multi-band transmitter: transmitter characterized by the ability to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different non-overlapping operating band than the other carrier(s).

Multi-band receiver: receiver characterized by the ability to process two or more carriers in common active RF components simultaneously, where at least one carrier is configured at a different non-overlapping operating band than the other carrier(s).

Multi-carrier transmission configuration: set of one or more contiguous or non-contiguous carriers that a BS is able to transmit simultaneously according to the manufacturer?s specification.

Non-contiguous spectrum: spectrum consisting of two or more sub-blocks separated by sub-block gap(s).

Occupied bandwidth: width of a frequency band such that, below the lower and above the upper frequency limits, the mean powers emitted are each equal to a specified percentage β/2 of the total mean power of a given emission. Operating band: frequency range in which E-UTRA operates (paired or unpaired), that is defined with a specific set of technical requirements.

NOTE: The operating band(s) for an E-UTRA BS is declared by the manufacturer according to the designations in table 5.5-1.

Output power: mean power of one carrier of the base station, delivered to a load with resistance equal to the nominal load impedance of the transmitter.

Radio Bandwidth: frequency difference between the upper edge of the highest used carrier and the lower edge of the lowest used carrier.

Rated output power: mean power level per carrier that the manufacturer has declared to be available at the antenna connector during the transmitter ON period.

RE power control dynamic range: difference between the power of a RE and the average RE power for a BS at maximum output power for a specified reference condition.

RRC filtered mean power: mean power of an UTRA carrier as measured through a root raised cosine filter with roll-off factor and a bandwidth equal to the chip rate of the radio access mode.

NOTE 1: The RRC filtered mean power of a perfectly modulated UTRA signal is 0.246 dB lower than the mean power of the same signal.

Sub-block: one contiguous allocated block of spectrum for transmission and reception by the same base station.

NOTE: There may be multiple instances of sub-blocks within a Base Station RF Bandwidth.

Sub-block bandwidth: bandwidth of one sub-block.

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Sub-block gap: frequency gap between two consecutive sub-blocks within a Base Station RF Bandwidth, where the RF requirements in the gap are based on co-existence for un-coordinated operation.

Synchronized operation: operation of TDD in two different systems, where no simultaneous uplink and downlink occur.

Throughput: number of payload bits successfully received per second for a reference measurement channel in a specified reference condition.

Total power dynamic range: difference between the maximum and the minimum transmit power of an OFDM symbol for a specified reference condition.

Transmission bandwidth: RF Bandwidth of an instantaneous transmission from a UE or BS, measured in resource block units.

Transmission bandwidth configuration: highest transmission bandwidth allowed for uplink or downlink in a given channel bandwidth, measured in resource block units.

Transmitter ON period: time period during which the BS transmitter is transmitting data and/or reference symbols,

i.e. data subframes or DwPTS.

Transmitter OFF period: time period during which the BS transmitter is not allowed to transmit.

Transmitter transient period: time period during which the transmitter is changing from the OFF period to the ON period or vice versa.

Unsynchronized operation: operation of TDD in two different systems, where the conditions for synchronized operation are not met.

Uplink operating band: part of the operating band designated for uplink.

Upper sub-block edge: frequency at the upper edge of one sub-block.

NOTE: It is used as a frequency reference point for both transmitter and receiver requirements.

3.2 Symbols

For the purposes of the present document, the following symbols apply:

α Roll-off factor

βPercentage of the mean transmitted power emitted outside the occupied bandwidth on the assigned channel

BW Bandwidth

BW Channel Channel bandwidth

BW Channel_CA Aggregated Channel Bandwidth, expressed in MHz. BW Channel_CA= F edge_high- F edge_low.

BW Channel,block Sub-block bandwidth, expressed in MHz. BW Channel,block= F edge,block,high- F edge,block,low.

BW Config Transmission bandwidth configuration, expressed in MHz, where BW Config = N RB x 180 kHz in the uplink and BW Config = 15 kHz + N RB x 180 kHz in the downlink.

CA_X Intra-band contiguous CA of component carriers in one sub-block within band X where X is the applicable E-UTRA operating band

CA_X-X Intra-band non-contiguous CA of component carriers in two sub-blocks within band X where X is the applicable E-UTRA operating band

CA_X-Y Inter-band CA of component carrier(s) in one sub-block within band X and component carrier(s) in one sub-block within Band Y where X and Y are the applicable E-UTRA operating bands CA_X-X-Y CA of component carriers in two sub-blocks within Band X and component carrier(s) in one sub-block within Band Y where X and Y are the applicable E-UTRA operating bands

f Frequency

?f Separation between the channel edge frequency and the nominal -3dB point of the measuring filter closest to the carrier frequency

?f max The largest value of ?f used for defining the requirement

F C Carrier centre frequency

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F C,block, high Centre frequency of the highest transmitted/received carrier in a sub-block.

F C,block, low Centre frequency of the lowest transmitted/received carrier in a sub-block.

F C_low The carrier centre frequency of the lowest carrier, expressed in MHz.

F C_high The carrier centre frequency of the highest carrier, expressed in MHz.

F edge_low The lower edge of Aggregated Channel Bandwidth, expressed in MHz. F edge_low = F C_low - F offset.

F edge_high The upper edge of Aggregated Channel Bandwidth, expressed in MHz. F edge_high = F C_high + F offset.

F edge,block,low The lower sub-block edge, where F edge,block,low = F C,block,low - F offset.

F edge,block,high The upper sub-block edge, where F edge,block,high = F C,block,high + F offset.

F offset Frequency offset from F C_high to the upper Base Station RF Bandwidth edge, or from F C,block, high to

the upper sub-block edge, or F C_low to the lower Base Station RF Bandwidth edge, or from F C,block,

low to the lower sub-block edge.

F filter Filter centre frequency

f_offset Separation between the channel edge frequency and the centre of the measuring filter

f_offset max The maximum value of f_offset used for defining the requirement

F DL_low The lowest frequency of the downlink operating band

F DL_high The highest frequency of the downlink operating band

F UL_low The lowest frequency of the uplink operating band

F UL_high The highest frequency of the uplink operating band

G ant Net antenna gain

N ant Number of transmitter antennas

N DL Downlink EARFCN

N Offs-DL Offset used for calculating downlink EARFCN

N Offs-UL Offset used for calculating uplink EARFCN

N CS Number of Cyclic shifts for preamble generation in PRACH

N RB Transmission bandwidth configuration, expressed in units of resource blocks

N UL Uplink EARFCN

P10MHz Maximum output Power within 10 MHz

P EIRP,N EIRP level for channel N

P EIRP,N,MAX Maximum EIRP level for channel N

P EM,N Declared emission level for channel N

P EM,B32,ind Declared emission level in Band 32, ind=a, b, c, d, e

P max, c Maximum carrier output power

Pout Output power (per carrier)

Prated,c Rated output power (per carrier)

P REFSENS Reference Sensitivity power level

T A Timing advance command, as defined in [11]

T Basic time unit, as defined in [10]

W gap Sub-block gap or Inter RF Bandwidth gap size

3.3 Abbreviations

For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 [1].

ACLR Adjacent Channel Leakage Ratio

ACK Acknowledgement (in HARQ protocols)

ACS Adjacent Channel Selectivity

AWGN Additive White Gaussian Noise

BS Base Station

CA Carrier Aggregation

CACLR Cumulative ACLR

CP Cyclic prefix

CRC Cyclic Redundancy Check

CW Continuous Wave

DC Direct Current

DFT Discrete Fourier Transformation

DTT Digital Terrestrial Television

DTX Discontinuous Transmission

DwPTS Downlink part of the special subframe (for TDD operation)

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EARFCN E-UTRA Absolute Radio Frequency Channel Number

EIRP Effective Isotropic Radiated Power

EPA Extended Pedestrian A model

ETU Extended Typical Urban model

E-UTRA Evolved UTRA

EVA Extended Vehicular A model

EVM Error Vector Magnitude

FDD Frequency Division Duplex

FFT Fast Fourier Transformation

FRC Fixed Reference Channel

GP Guard Period (for TDD operation)

GSM Global System for Mobile communications

HARQ Hybrid Automatic Repeat Request

ICS In-Channel Selectivity

ITU-R Radiocommunication Sector of the ITU

LA Local Area

LNA Low Noise Amplifier

MCS Modulation and Coding Scheme

MR Medium Range

OFDM Orthogonal Frequency Division Multiplex

OOB Out-of-band

PA Power Amplifier

PBCH Physical Broadcast Channel

PDCCH Physical Downlink Control Channel

PDSCH Physical Downlink Shared Channel

PUSCH Physical Uplink Shared Channel

PUCCH Physical Uplink Control Channel

PRACH Physical Random Access Channel

QAM Quadrature Amplitude Modulation

QPSK Quadrature Phase-Shift Keying

RAT Radio Access Technology

RB Resource Block

RE Resource Element

RF Radio Frequency

RMS Root Mean Square (value)

RS Reference Symbol

RX Receiver

RRC Root Raised Cosine

SNR Signal-to-Noise Ratio

TA Timing Advance

TDD Time Division Duplex

TX Transmitter

UE User Equipment

WA Wide Area

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3GPP TS 36.104 V12.9.0 (2015-09) Release 12

4 General

4.1 Relationship between minimum requirements and test

requirements

The Minimum Requirements given in this specification make no allowance for measurement uncertainty. The test specification TS 36.141 [4] Annex G defines Test Tolerances. These Test Tolerances are inpidually calculated for each test. The Test Tolerances are used to relax the Minimum Requirements in this specification to create Test Requirements.

The measurement results returned by the Test System are compared - without any modification - against the Test Requirements as defined by the shared risk principle.

The Shared Risk principle is defined in ITU-R M.1545 [3].

4.2 Base station classes

The requirements in this specification apply to Wide Area Base Stations, Medium Range Base Stations, Local Area Base Stations and Home Base Stations unless otherwise stated.

Wide Area Base Stations are characterised by requirements derived from Macro Cell scenarios with a BS to UE minimum coupling loss equal to 70 dB. The Wide Area Base Station class has the same requirements as the base station for General Purpose application in Release 8.

Medium Range Base Stations are characterised by requirements derived from Micro Cell scenarios with a BS to UE minimum coupling loss equal to 53 dB.

Local Area Base Stations are characterised by requirements derived from Pico Cell scenarios with a BS to UE minimum coupling loss equal to 45 dB.

Home Base Stations are characterised by requirements derived from Femto Cell scenarios.

4.3 Regional requirements

Some requirements in the present document may only apply in certain regions either as optional requirements or set by local and regional regulation as mandatory requirements. It is normally not stated in the 3GPP specifications under what exact circumstances that the requirements apply, since this is defined by local or regional regulation.

Table 4.3-1 lists all requirements that may be applied differently in different regions.

3GPP

3GPP 3GPP TS 36.104 V12.9.0 (2015-09)

15 Release 12 Table 4.3-1: List of regional requirements

4.4 Applicability of requirements

For BS that is E-UTRA (single-RAT) capable only, the requirements in the present document are applicable and additional conformance to TS 37.104 [15] is optional. For a BS additionally conforming to TS 37.104 [15],

conformance to some of the RF requirements in the present document can be demonstrated through the corresponding requirements in TS 37.104 [15] as listed in Table 4.4-1.

Table 4.4-1: Alternative RF minimum requirements for a BS additionally conforming to TS 37.104 [15]

Release 12

3GPP TS 36.104 V12.9.0 (2015-09) 4.5 Requirements for BS capable of multi-band operation

For BS capable of multi-band operation, the RF requirements in clause 6 and 7 apply for each supported operating band unless otherwise stated. For some requirements it is explicitly stated that specific additions or exclusions to the requirement apply for BS capable of multi-band operation.

For BS capable of multi-band operation, various structures in terms of combinations of different transmitter and receiver implementations (multi-band or single band) with mapping of transceivers to one or more antenna port(s) in different ways are possible. In the case where multiple bands are mapped on separate antenna connectors, the following applies:

- Single-band ACLR, operating band unwanted emissions, transmitter spurious emissions, transmitter intermodulation and receiver spurious emissions requirements apply to each antenna connector.

- If the BS is configured for single-band operation, single-band requirements shall apply to the antenna connector configured for single-band operation and no exclusions or provisions for multi-band capable BS are applicable.

Single-band requirements are tested separately at the antenna connector configured for single-band operation, with all other antenna connectors terminated.

For a BS capable of multi-band operation supporting bands for TDD, the RF requirements in the present specification assume synchronized operation, where no simultaneous uplink and downlink occur between the supported operating bands.

The RF requirements in the present specification are FFS for multi-band operation supporting bands for both FDD and TDD.

5 Operating bands and channel arrangement

5.1 General

The channel arrangements presented in this clause are based on the operating bands and channel bandwidths defined in the present release of specifications.

NOTE: Other operating bands and channel bandwidths may be considered in future releases.

5.2 Void

5.3 Void

5.4 Void

5.5 Operating bands

E-UTRA is designed to operate in the operating bands defined in Table 5.5-1.

3GPP

Release 12

3GPP TS 36.104 V12.9.0 (2015-09)

Table 5.5-1 E-UTRA frequency bands

E-UTRA is designed to operate for the carrier aggregation bands defined in Tables 5.5-2 to 5.5-4.

3GPP